Corporate Retirement Plans

At Charlotte Wealth Management, we help you deliver high quality retirement plans driven by the needs of your clients and their business, regardless of size, industry or location. We have the knowledge, experience and systems to expertly handle any type of retirement plan, from straight forward 401(k) start-up plans to large, complex cash balance or cross-tested plans for more sophisticated needs.

Some of the services that we provide companies include:

Addressing Fiduciary Obligations
  • Analyze plan expenses
  • Set guidelines for prudent
    investment practices
  • Assist with development of a diversified investment menu
  • Educate participants
  • Perform ongoing due diligence of investment managers and vendors
  • Document due diligence process
Consulting Services
  • Investment policy review
  • Plan assistance
  • Participant education strategies
  • Vendor management assistance
Investment Analysis and Monitoring
  • Quarterly market commentary
  • Performance measurement/reporting
  • Quantitative and qualitative analysis
  • Manager research/recommendations
Plan Analysis, Research and Benchmarking
  • Fee analysis, disclosure and benchmarking
  • Asset allocation and diversification analysis
  • Gap analysis
Project Engagements
  • M&A due diligence
  • Vendor searches
  • Plan sponsor support


Click here to learn more about the rules & regulations from ERISA governing Retirement Plans.